Thursday, September 18, 2014

QS World University Rankings 2014



Publisher

QS (Quacquarelli Symonds)



Scope

Global. 701+ universities.


Top Ten


PlaceUniversity
1MIT
2=Cambridge
2=Imperial College London
4Harvard
5Oxford
6University College London
7Stanford
8California Institute of Technology (Caltech)
9Princeton
10Yale



Countries with Universities in the Top Hundred


Country      Number of Universities
USA28
UK19
Australia8
Netherlands                                              7
Canada5
Switzerland4
Japan4
Germany3
China3
Korea3
Hong Kong3
Denmark2
Singapore2
France2
Sweden2
Ireland1
Taiwan1
Finland1
Belgium1
New Zealand1



Top Ranked in Region


North America 
MIT
AfricaUniversity of Cape Town
EuropeCambridge
Imperial College London
Latin AmericaUniversidade de Sao Paulo                                    
AsiaNational University of Singapore                                    
Central and Eastern Europe  Lomonosov Moscow State University                                   
Arab WorldKing Fahd University of Petroleum and Minerals                                     
Middle EastHebrew University of Jerusalem                                  



Noise Index

In the top 20, this year's QS world rankings are less volatile than the previous edition but more so than the THE rankings or Shanghai ARWU. The top 20 universities in 2013 rose or fell an average of 1.45 places. The most remarkable change was the rise of Imperial College and Cambridge to second place behind MIT and ahead of Harvard.


RankingAverage Place Change
 of Universities in the top 20 
QS World Rankings 2013-20141.45
QS World Rankings 2012-20131.70
ARWU 2013 -2014 0.65
Webometrics 2013-20144.25
Center for World University Ranking (Jeddah)
2013-2014 
0.90
THE World Rankings 2012-20131.20


Looking at the top 100 universities, the  QS rankings  are little different from last year. The average university in the top 100 moved up or down 3.94 places compared to 3.97 between 2012 and 2013. These rankings are more reliable than this year's ARWU, which was affected by the new lists of highly cited researchers, and last year's THE rankings.

RankingAverage Place Change
 of Universities in the top 100 
QS World Rankings 2013-143.94
QS World Rankings 2012-20133.97
ARWU 2013 -2014 4.92
Webometrics 2013-201412.08
Center for World University Ranking (Jeddah)
2013-2014 
10.59
THE World Rankings 2012-20135.36




Methodology (from topuniversities)

1. Academic reputation (40%)

Academic reputation is measured using a global survey, in which academics are asked to identify the institutions where they believe the best work is currently taking place within their field of expertise.
For the 2014/15 edition, the rankings draw on almost 63,700 responses from academics worldwide, collated over three years. Only participants’ most recent responses are used, and they cannot vote for their own institution. Regional weightings are applied to counter any discrepancies in response rates.
The advantage of this indicator is that it gives a more equal weighting to different discipline areas than research citation counts. Whereas citation rates are far higher in subjects like biomedical sciences than they are in English literature, for example, the academic reputation survey weights responses from academics in different fields equally.
It also gives students a sense of the consensus of opinion among those who are by definition experts. Academics may not be well positioned to comment on teaching standards at other institutions, but it is well within their remit to have a view on where the most significant research is currently taking place within their field.

2. Employer reputation (10%)

The employer reputation indicator is also based on a global survey, taking in almost 28,800 responses for the 2014/15 edition. The survey asks employers to identify the universities they perceive as producing the best graduates. This indicator is unique among international university rankings.
The purpose of the employer survey is to give students a better sense of how universities are viewed in the job market. A higher weighting is given to votes for universities that come from outside of their own country, so it’s especially useful in helping prospective students to identify universities with a reputation that extends beyond their national borders. 

3. Student-to-faculty ratio (20%)

This is a simple measure of the number of academic staff employed relative to the number of students enrolled. In the absence of an international standard by which to measure teaching quality, it provides an insight into the universities that are best equipped to provide small class sizes and a good level of individual supervision.

4. Citations per faculty (20%)

This indicator aims to assess universities’ research output. A ‘citation’ means a piece of research being cited (referred to) within another piece of research. Generally, the more often a piece of research is cited by others, the more influential it is. So the more highly cited research papers a university publishes, the stronger its research output is considered.
QS collects this information using Scopus, the world’s largest database of research abstracts and citations. The latest five complete years of data are used, and the total citation count is assessed in relation to the number of academic faculty members at the university, so that larger institutions don’t have an unfair advantage.

5  6. International faculty ratio (5%)  international student ratio (5%)

The last two indicators aim to assess how successful a university has been in attracting students and faculty members from other nations. This is based on the proportion of international students and faculty members in relation to overall numbers. Each of these contributes 5% to the overall ranking results.

Monday, September 15, 2014

What makes a world-class university?

According to Times Higher Education, a world-class university, one that is in the top 200 of the THE World University Rankings:


  • has a lot of money
  • has a lot of money for research
  • has a lot of staff compared to students
  • attracts staff and students from abroad
  • collaborates with international researchers.


All of these data are derived from the Thomson Reuters InCites programme and they are all indicators in THE world rankings.

The article compares the top 200 to the top 400 universities. It seems at the top that money talks loudly, but internationalisation has a limited impact -- 20 percent of staff from abroad in the top 200 compared to 18 percent in the top 400, 43 percent of papers with international collaborators compared to 42 percent.

What isn't there anything about citations and research impact. Wasn't that supposed to the rankings' flagship indicator?

Sunday, September 14, 2014

The British Paradox

Times Higher Education, reporting on the latest OECD education report, says,

"The UK is ranked relatively low among the most developed nations for the literacy skills of graduates, with its performance described as “a puzzle” given the elevated reputation of its universities."

It is only a puzzle if you think that reputation is an accurate reflection of reality.

Friday, September 12, 2014

U-Multirank – A university ranking evaluation

My article on U-Multirank can be found in the latest University World News.

Wednesday, September 10, 2014

The Only Ranking You'll Ever Need

The Onion, which is looking more and more like a dull chronicle of everyday life in the US, has just published its 2014 University rankings. Here are some highlights:

1. Harvard.  "Endowment: Never enough"
2. University of Alabama. "Subway Franchises on Campus:104"
3. Oberlin College. "Most popular student activity: Adding the prefix 'cis' to all nouns."
4. University of Phoenix. "Undergraduates: 150,000 students, 5.8 million bots."
5. United States  Military Academy at West Point."Incoming class: 74 percent of admitted students were the Supreme Allied Commander of their high school class"
6. ITT Technical Institute, Penscola Campus. "Admissions requirement: $25,000"


America's Best Colleges

The US News & World Report's America's Best Colleges has just been published. There are no surprises at the top. Here are the top ten.

1.  Princeton
2.  Harvard
3.  Yale
4= Columbia
4= Stanford
4= Chicago
7.   MIT
8= Duke
8= University of Pennsylvania
10. Caltech

Analysis at the Washington Post indicates little movement at the top. Outside the elite there are some significant changes.

Liberal arts colleges
St. John's College, Annapolis from 123rd to 56th .
Bennington College from 122nd to 89th.

National universities
Northeastern University from 69th to 42nd.
Texas Christian University from 99th to 46th.




Sunday, September 07, 2014

Scottish Independence and the Rankings

What happens if Scotland votes yes for independence?

Forget about Trident, currency union, North Sea oil and how many crosses there will be in the Union Jack.

The really important issue (1) is what happens to Scottish and other British universities in the international university rankings.

English, Welsh and Northern Irish students and staff in Scottish universities will presumably be classified as international. Whether that  happens immediately or over a few years remains to be seen. Also, if most of the Scottish population retains dual nationality, there will be a lot of quibbling over the small print in the instructions Thomson Reuters (TR) and QS send out to universities participating in the rankings. But one way or another there will be a boost for Scottish universities, at least in the short run.

There would be an immediate bonus in the international collaboration indicator in the Times Higher Education (THE) rankings.

There would also be a smaller boost for English, Welsh and Northern Irish universities as well since some Scottish students and faculty would presumably sooner or later become international.

Less certain is the effect of independence on the regional modification in the Citations: Research Impact indicator in the THE rankings. If the overall Scottish field-normalised and year-normalised citation rate is less than that of the rest of the United Kingdom then independence and separate counting would bring another bonus for Scottish universities since they would be benchmarked against a lower number. Whether the rate is in fact lower is something that TR will no doubt be keen to tell us.

Nothing would happen right away in the Shanghai rankings unless an independent Scottish government found a new way of counting university staff. That could affect the Productivity per Capita indicator.

Of course, the long term fate of Scottish education and society would depend on the policies adopted by an independent Scottish government. Alex Salmond's "plans" for currency do not inspire very much confidence, but who knows?


(1) I'm being sarcastic.

Friday, September 05, 2014

Problems with Green Rating

More evidence that self-submitted data for university rankings is not a good idea comes from Inside Higher Ed. An article by Ry Rivard reports that many American colleges have been submitting data that is incomplete or inconsistent for an environmental standards rating published by the Sustainable Endowments Institute.

Wednesday, September 03, 2014

Going on Twitter

As the ranking season gets under way, with America's Best Colleges, the QS world rankings, the THE world rankings and various spin-offs and alternative rankings in the pipeline, I have reactivated my twitter account at Richard Holmes @universities06.

Monday, September 01, 2014

More on Affiliation

Recently, there has been a lot of finger wagging about King Abdulaziz University (KAU), Jeddah, signing up highly cited researchers as secondary affiliations. The idea behind this was to climb up the ladder of the Shanghai rankings, the Academic Ranking of World Universities. These rankings include an indicator, based on Thomson Reuters' (TR) lists of highly cited researchers, which until now gave universities credit for those researchers who list them as secondary affiliation.

The Shanghai Ranking Consultancy decided that this year they would  count secondary affiliations in the old but not the new list "at the suggestion of many institutions and researchers including some Highly Cited Researchers".

It is possible that the highly cited researchers mentioned may have upset their primary affiliations who might have noticed that the indicator points accruing to KAU would come out of their own scores. Just counting the primary affiliations in the new list meant that institutions such as Stanford, the Tokyo Institute of Technology, Indiana University Bloomington, the University of Sydney and the Indian Institute of Science have lost several points for this indicator.

The highly cited indicator is unique among the well known international rankings because when a researcher changes his or her  affiliation all of his or her papers go with him or her. It does not matter whether a university has employed a researcher for a day or a decade it will still get the same credit in this indicator. Everything depends on what the researcher puts down as his or her affiliation or affiliations.

All of this is just one manifestation of a problem that has been latent in academic publishing for some years, namely the issue of the affiliation that researchers use when submitting papers or articles. There has probably been quite a bit of small scale fiddling going on for years, with researchers with doctorates from selective universities giving those places as affiliations rather than the technical or education colleges where they are teaching or adjuncts picking the most prestigious of the several institutions where they work.

The best known case of creative affiliation  was that of Mohammed El Naschie whose publication career included questionable claims to affiliation with Cambridge, Frankfurt, Surrey and Alexandria Universities (see High Court of Justice Queen's Bench Division: Neutral Citation Number: [2012] EWHC 1809 (QB)).

Most of these claims did no one any good or any harm, apart from a little embarrassment. However, the Alexandria affiliation, combined with Thomson Reuters' distinctive method of counting citations and the university's relatively few publications, propelled Alexandria into the worlds top 5 for research impact and top 200 overall in the the 2010 Times Higher Education (THE) World University Rankings.

It is possible that a few of the researchers who have signed up for KAU will start showing up in massively cited multi-contributor publications, many of them in physics, that can boost otherwise obscure places into the upper sections of the research impact indicator of the THE rankings.

TR have said that they did not count physics articles with more than 30 authors when they prepared their recent list of highly cited researchers. This could reduce the scores obtained by KAU, Panjab University and some other institutions if TR follow the same procedure in the coming THE world rankings. The issue, however, is not confined to physics.

It is time that journals, databases and ranking organisations began to look carefully at affiliations. At the least, journals should start checking claims and rankers might consider counting only one affiliation per author.





Saturday, August 23, 2014

The Shanghai Rankings Part 2

The Shanghai Rankings have had a reputation for reliability and consistency. The latest rankings have, however, undermined that reputation a little. There have been two methodological changes of which one, not counting Proceedings Papers in the Nature and Science and Publications indicators, may not be of any significance. The other is the use of a new list of Highly Cited Researchers prepared by Thomson Reuters covering citations between 2002 and 2012. In this year's rankings this was combined with the old list which had not been updated since 2004.

One result of this is that there have been some very dramatic changes in the scores for Highly Cited Researchers this year. University of California Santa Cruz's score has risen from 28.9 to 37.9, Melbourne's from 24 to 29.3 and China University of Science and Technology's from 7.2 to 24.5 while that of the Australian National University has fallen from 32.3 to 24.8 and Virginia Polytechnic Institute's from 22.9 to 11.4.

This has had a noticeable impact on total scores. Santa Cruz has risen from the 101-150 band to 93rd place, Melbourne from 54th to 44th and China University of Science and Technology from the 201 - 300 band to the 150-200 band. The Australian National University has fallen from 66th place to 74th and Indiana University at Bloomington has dropped from 85th place to the 101-150 band.


In the top 20, this year's ARWU is more volatile than the two previous editions but still not as much as any other international ranking. The top 20 universities in 2013 rose or fell an average of 0.65 places.


Ranking Average Place Change
 of Universities in the top 20 
ARWU 2013 -2014    0.65
ARWU 2012-2013 0.25
ARWU 2011 - 2012 0.15
Webometrics 2013-2014 4.25
Center for World University Ranking (Jeddah)
2013-2014 
0.90
THE World Rankings 2012-2013 1.20
QS World Rankings 2012-2013 1.70


Looking at the top 100 universities, the ARWU is more volatile than last year's QS rankings with the average institution moving up or down 4.92 places.

RankingAverage Place Change
 of Universities in the top 100 
ARWU 2013 -2014   4.92
ARWU 2012-20131.66
ARWU 2011 - 20122.01
Webometrics 2013-201412.08
Center for World University Ranking (Jeddah)
2013-2014 
10.59
THE World Rankings 2012-20135.36
QS World Rankings 2012-20133.97







Sunday, August 17, 2014

The Shanghai Rankings (Academic Ranking of World Universities) 2014 Part 1

Publisher

Center for World-Class Universities, Shanghai Jiao Tong  University


Scope

Global. 500 institutions.


Methodology

See ARWU site.

In contrast to the other indicators, the Highly Cited Researchers indicator has undergone substantial changes in recent years, partly as a result of changes by data provider Thomson Reuters. Originally, ARWU used the old list of highly cited researchers prepared by Thomson Reuters (TR), which was first published in 2001 and updated in 2004. Since them no names have been added although changes of affiliation submitted by researchers were recorded. 

Until 2011 when a researcher listed more than one institution as his or her affiliation then credit for the highly cited indicator would be equally divided. Following the recruitment of a large number of part time researchers by King Abdulaziz University, ARWU introduced a new policy of asking researchers how their time was divided. When there was no response, secondary affiliations were counted as 16%, which was the average time given by those who responded to the survey.

In 2013 TR announced that they were introducing a new list based on field-normalised citations over the period 2002-2012. However, problems with the preparation of the new list meant that it could not be used in the 2013 rankings. Instead, the Shanghai rankings repeated the 2012 scores.

During 2013, KAU recruited over 100 highly cited researchers who nominated the university as a secondary affiliation. That caused some comment by researchers and analysts. A paper by Lutz Bornmann and Johann Bauer concluded that to " counteract attempts at manipulation, ARWU should only consider primary institutions of highly cited researchers."

It seems that Shanghai has acted on this advice: "It is worth noting that, upon the suggestion of many institutions and researchers including some Highly Cited Researchers, only the primary affiliations of new Highly Cited Researchers are considered in the calculation of an institution’s HiCi score for the new list."

As a result, KAU has risen into the lower reaches of the 150-200 band on the basis of publications, some papers in Nature and Science and a modest number of primary affiliations among highly cited researchers. That is a respectable achievement but one that would have been much greater if the secondary affiliations had been included.


Perhaps Shanghai should also take note of the suggestion in a paper by Lawrence Cram and Domingo Docampo that  " [s]ignificant acrimony accompanies some published comparisons between ARWU and other rankings (Redden, 2013) driven in part by commercial positioning .  Given its status as an academic ranking , it may be prudent for ARWU to consider replacing its HiCi indicator with a measure that is nit sourced from a commercial provider if such a product can be found that satisfies the criteria (objective, open, independent ) used by ARWU."


.
Top Ten


Place University
1 Harvard
2 Stanford
3 MIT
4 University of California Berkeley
5 Cambridge
6 Princeton
7 California Institute of Technology (Caltech)
8 Columbia
9= Chicago
9= Oxford



Countries With Universities in the Top 100



Country Number of Universities
United States    52
United Kingdom                                           8
Switzerland 5
Germany 4
France 4
Netherlands 4
Australia 4
Canada 4
Japan 3
Sweden 3
Belgium 2
Israel 2
Denmark 2
Norway 1
Finland 1
Russia 1



Tuesday, August 05, 2014

Webometrics: Ranking Web of Universities 2nd 2014 Edition


The Webometrics rankings are based on web-derived data. They cover more than 22,000 institutions, far more than conventional rankings, and should always be consulted as a check on the plausibility of the others. They are, however, extremely volatile and that reduces their reliability considerably.
Publisher

Cybermetrics Lab, CSIC, Madrid



Scope

Global. 22,000+ institutions.


Methodology

From the Webometrics site.


The current composite indicator is now built as follows:
Visibility (50%)
IMPACT. The quality of the contents is evaluated through a "virtual referendum", counting all the external inlinks that the University webdomain receives from third parties. Those links are recognizing the institutioof conventinal prestige, the academic performance, the value of the information, and the usefulness of the services as introduced in the webpages according to the criteria of millions of web editors from all over the world. The link visibility data is collected from the two most important providers of this information:Majestic SEO and ahrefs. Both use their own crawlers, generating different databases that should be used jointly for filling gaps or correcting mistakes. The indicator is the product of square root of the number of backlinks and the number of domainsoriginating those backlinks, so it is not only important the link popularity but even more the link diversity. The maximum of the normalized results is the impact indicator.
Activity (50%)
PRESENCE (1/3). The total number of webpages hosted in the main webdomain (including all the subdomains and directories) of the university as indexed by the largest commercial search engine (Google). It counts every webpage, including all the formats recognized individually by Google, both static and dynamic pages and other rich files. It is not possible to have a strong presence without the contribution of everybody in the organization as the top contenders are already able to publish millions of webpages. Having additional domains or alternative central ones for foreign languages or marketing purposes penalizes in this indicator and it is also very confusing for external users.
OPENNESS (1/3). The global effort to set up institutional research repositories is explicitly recognized in this indicator that takes into account the number of rich files (pdf, doc, docx, ppt) published in dedicated websites according to the academic search engine Google Scholar. Both the total files Both the total records and those with correctly formed file names are considered (for example, the Adobe Acrobat files should end with the suffix .pdf). The objective is to consider recent publications that now are those published between 2008 and 2012 (new period).
EXCELLENCE (1/3). The academic papers published in high impact international journals are playing a very important role in the ranking of Universities. Using simply the total number of papers can be misleading, so we are restricting the indicator to only those excellent publications, i.e. the university scientific output being part of the 10% most cited papers in their respective scientific fields. Although this is a measure of high quality output of research institutions, the data provider Scimago groupsupplied non-zero values for more than 5200 universities (period 2003-2010). In future editions it is intended to match the counting periods between Scholar and Scimago sources.

Top Ten

1.    Harvard University
2.    MIT
3.    Stanford University
4.    Cornell University
5.    University of Michigan
6.    University of California Berkeley
7=   Columbia University
8=   University of Washington
9.    University of Minnesota
10.  University of Pennsylvania

Countries with Universities in the Top Hundred

USA                      66
Canada                  7
UK                          4  
Germany                3
China                      3
Japan                     2
Switzerland            2
Netherlands           1
Australia                1
Italy                         1
South Korea          1
Taiwan                   1 
Belgium                 1
Hong Kong            1
Brazil                      1 
Austria                   1
Czech Republic    1
Singapore             1        
Mexico                   1



Top Ranked in Region

USA:                             Harvard
Canada:                       Toronto
Latin America:             Sao Paulo
Caribbean                    University of the West Indes
Europe:                        Oxford
Africa:                           University of Cape Town
Asia:                             Seoul National University
South Asia                   IIT Bombay
Southeast Asia           National University of Singapore
Middle East:                Hebrew University of Jerusalem
Arab World:                 King Saud University
Oceania                       Melbourne

Noise Index
Average position change of universities in the top 20 in 2013:

4.25

Comparison

Center for World University Rankings         --  0.90
Shanghai Rankings (ARWU): 2011-12      --  0.15
Shanghai Rankings (ARWU) 2012-13       --  0.25
THE WUR:  2012-13                                    --  1.20
QS  WUR    2012-13                                    --  1.70  


Average position change of universities in the top 100 in 2013

12.08

Comparison

Center for World University Rankings               --  10.59 
 Shanghai Rankings (ARWU): 2011-12               --  2.01
 Shanghai Rankings   2012-13                            --  1.66
THE WUR:  2012-13                                            --   5.36
QS  WUR    2012-13                                            --   3.97


Tuesday, July 22, 2014

Paper on Highly Cited Researchers

Anyone interested in the evolution of global university rankings should take a look at 'Highly Cited researchers and the Shanghai Ranking' by Lawrence Cram of the Australian National University and Domingo Docampo of the University of Vigo, Spain.



  • The paper, which analyses the HiCi indicator, based on Thomson Reuters Highly Cited researchers database, in the Shanghai Academic Ranking of World Universities (ARWU), notes that the loss or addition of a single highly cited researcher can have a potentially large impact of the ranking of a university, although this would not apply to the top 100 where universities typically have one or two dozen such researchers.


  • The paper also provides some economic context that might explain why Thomson Reuters has been so adamant about allowing even the most sensible deviation of its Citation indicator from its InCites system.


"While the focus of this paper is not the commercial aspects of citations databases it is important to understand how commercial drivers might shape the availability of such data. In this respect, the most recently available shareholder earnings presentation for Thompson Reuters reveals a corporate strategy that includes resetting the cost base (i.e. reducing business costs), product simplification and attractive returns to shareholders. These business considerations may have a bearing on the commercial development of citation databases."



  • The paper describes the evolution of the Highly Cited Researchers database and some aspects of the new list introduced in 2013. They note that counting by field means that names are repeated and that the number of names in the new list may exceed the number of actual persons.

  • The number of highly cited researchers varies between fields, from 276 in Engineering to 401 in Microbiology.


  • For some universities, the score in the HiCi indicator in ARWU is very significant. For 13 universities -- 9 in the USA and 4 in Saudi Arabia -- it accounts for 30% of the total score.

  • The paper concludes by suggesting that it is time that ARWU considered changing its measurement of citations.


"Significant acrimony accompanies some published comparisons between ARWU and other rankings (Redden, 2013) driven in part by commercial positioning .  Given its status as an academic ranking , it may be prudent for ARWU to consider replacing its HiCi indicator with a measure that is nit sourced from a commercial provider if such a product can be found that satisfies the criteria (objective, open, independent ) used by ARWU."



Sunday, July 20, 2014

The Perils of Affiliation

Five days ago I noted an open access paper  that analysed the new list of highly cited researchers published by Thomson Reuters (TR) and discussed the disproportionate number of secondary affiliations to a single institution, King Abdulaziz University (KAU) of Jeddah, Saudi Arabia.

The significance of this is that the number of highly cited researchers is an indicator in the Academic Ranking of World Universities (ARWU) produced by Shanghai Jiao Tong University, contributing 20% of the total score. If all affiliations given in the list are counted, including secondary affiliations, then KAU will get an extremely high score for this indicator in the forthcoming rankings and will do very well in the overall rankings.

Times Higher Education (THE) has now noticed what is going on. An article by Paul Jump reports on the findings  by Lutz Bornmann of the Max Planck Society  and Johann Bauer of the Max Planck Institute.

The THE article has been republished in Inside Higher Ed and there is more discussion in University World News by Yves Gingras of the University of Quebec.

That THE should publish such an article is a little surprising. The researchers who have listed KAU as a secondary affiliation will probably not stop with the the TR highly cited researchers' list -- if they do it will be a major scandal -- but will also include it in papers published in the highly regarded journals indexed in the Web of Science database. That could include those multi-"authored", hyper-cited publications in fields such as astronomy, genetics and particle physics that have propelled institutions such as Moscow State Engineering Physics Institute and Panjab University to high places in the Citations indicator in the THE World University Rankings.

KAU has already received a  high score for citations in the THE 2013 world rankings, one that is disproportionate to its very modest score for  the Research: Volume, Reputation and Income indicator. It is not impossible that its secondary affiliations in the old highly cited list will start popping up in the"author" list in one or two of those  Multi Author (or contributor?) Publications in this year's rankings as might those on the new lists in the years to come.

If so, one wonders whether it is fair to single out ARWU for criticism. However, TR has announced that  In the new highly cited list  that they  excluded physics papers with more than 30 institutional addresses. 

"The methodology described above was applied to all ESI fields with the exception of Physics. The relative large number of Highly Cited Papers in Physics dealing with high- energy experiments typically carried hundreds of author names. Using the whole counting method produced a list of high-energy physicists only and excluded those working in other subfields. For example, the number of Highly Cited Papers required for inclusion in Physics, using the standard methodology, turned out to be a remarkable 63. So, as an expedient, it was decided to eliminate from consideration any paper with more than 30 institutional addresses. This removed 436 out of 10,373 Highly Cited Papers in physics and the problem of overweighting to high-energy physics. An analysis without these papers produced a list in which the threshold for number of Highly Cited Papers was 14. It also produced a ranking in which the 2010 Nobel Prize winner in Physics Andre Geim of the University of Manchester appeared first, with 40 Highly Cited Papers. Fields of physics other than high-energy alone now appear as represented by the scientists selected."


If TR does that for this year's rankings as well they will save THE some embarrassment, although Panjab University may be wondering why its "excellence" has suddenly disappeared. We shall have to wait and see what happens.

There is an important point about the lists and their role in the rankings that needs to be made. The count of affiliations of KAU to in the arxiv paper is probably too high. The authors count the number of primary affiliations, then the total number of affiliations and also the fractionated total so that if a researcher has three affiliations then each counts as one third of an affiliation. 

However, as indicated in their methodology section , ARWU have surveyed the current highly cited researchers to determine how their affiliations and where there was no response assign secondary affiliations a 16% fraction, which was the percentage given by those who did respond to the survey. This would lead to a total for KAU less than that suggested by the paper although still implausibly high and well above the scores for the other indicators. 


Thursday, July 17, 2014

The CWUR Rankings

The Center for World University Rankings, based in Jeddah, Saudi Arabia, has produced a global ranking of 1,000 universities. Last year and in 2012, 100 universities were ranked. The Center is headed by Nadim Mahassen, an Assistant Professor at King Abdulaziz University.

The rankings include five indicators that measure various aspects of publication and research: Publications in reputable journals, Influence (research papers in highly influential journals), Citations, Broad Impact (h-index) and Patents (h-index).

Altogether these have a weighting of 25%, which seems on the low side for modern world class research universities. The use of the h-index, which reduces the impact of outliers and anomalous cases, is a useful addition to the standard array of indicators. So too is the use of patents filed as a measure of innovation.

Another 25% goes to Quality of Education, which is measured by the number of alumni receiving major international awards relative to size (current number of students according to national agencies). There would appear to be an obvious bias here towards older institutions. There is also a problem that such awards are likely to be concentrated among relatively few universities so that this indicator would  not discriminate among  those outside the world elite.

A quarter is assigned to Quality of Faculty measured by the number of faculty receiving such awards and another quarter to Alumni Employment measured by the number of CEOs of top corporations.

The last three indicators are unlikely to be regarded as satisfactory. The number of CEOs is largely irrelevant to the vast majority of institutions.

In general, these are a useful addition to the current array of global rankings but the non-research indicators are narrow and not very meaningful. There is also a very serious problem with reliability as noted below. 

Now for the standard presentation of rankings, with the addition of a noise analysis. 


Publisher

Center for World University Rankings, Jeddah, Saudi Arabia


Scope

Global. 1,000 universities.

Methodology

Quality of Education (25%) measured by alumni winning international awards relative to size.
Alumni Employment  (25%) measured by CEOs of top companies relative to size.
Quality of Faculty (25%) measured by "academics" winning international awards relative to size.
Publications in reputable journals (5%).
Influence measured by publications in highly influential journals (5%).
Citations measured by the number of highly cited papers (5%).
Broad Impact measured by h-index (5%).
Patents measured by the number of international filings (5%)

Top Ten

1.   Harvard
2.   Stanford
3.   MIT
4.   Cambridge
5.   Oxford
6.   Columbia
7.   Berkeley
8.   Chicago
9.   Princeton
10. Yale

Countries with Universities in the Top Hundred

USA               54
Japan              8
UK                   7
Switzerland    4
France            4
Germany        4
Israel              3
Canada         3
China             2
Sweden         2
South Korea  1
Russia            1
Taiwan           1
Singapore     1
Denmark        1
Netherlands     1
Italy                 1
Belgium         1
Australia        1


Top Ranked in Region

USA:                             Harvard
Canada:                       Toronto
Latin America:             Sao Paulo
Europe:                        Cambridge
Africa:                           Witwatersrand
Asia:                             Tokyo
Middle East:                Hebrew University of Jerusalem
Arab World:                 King Saud University

Noise Index
Average position change of universities in the top 20 in 2013:

0.9

Comparison

Shanghai Rankings (ARWU): 2011-12  --  0.15; 2012-13 --  0.25
THE WUR:  2012-13  --   1.2
QS  WUR    2012-13  --   1.7

Average position change of universities in the top 100 in 2013

10.59

Comparison

Shanghai Rankings (ARWU): 2011-12  --  2.01; 2012-13 --  1.66
THE WUR:  2012-13  --   5.36
QS  WUR    2012-13  --   3.97

The CWUR rankings, once we leave the top 20, are extremely volatile, even more than the THE and QS rankings. This, unfortunately, is enough to undermine their credibility. A pity since there are some promising ideas here.





Tuesday, July 15, 2014

Another New Highly Cited Researchers List

Thomson Reuters have published another document, The World's Most Influential Scientific Minds, which contains the most highly cited researchers for the period 2002-13. This one includes only the primary affiliation of the researchers, not the secondary ones. If the Shanghai ARWU rankings, due in August, use this list rather than the one published previously, they will save themselves a lot of embarrassment.

Over at arxiv, Lutz Bornmann and Johann Bauer have produced a ranking of the leading institutions according to the number of highly cited researchers' primary affiliation. Here are their top ten universities, with government agencies and independent research centres omitted.

1.  University of California (all campuses)
2.  Harvard
3.  Stanford
4.  University of Texas (all campuses)
5.  University of Oxford
6.  Duke University
7.  MIT
8.  University of Michigan (all campuses)
9.  Northwestern University 
10. Princeton

Compared to the old list, used for the Highly Cited indicator in the first Shanghai rankings in 2003, Oxford and Northwestern are doing better and MIT and Princeton somewhat worse.

Bornmann and Bauer have also ranked universities according to the number of primary and secondary affiliations,counting each recorded affiliation as a fraction). The top ten are:

1.  University of California (all campuses)
2.  Harvard
3.  King Abdulaziz University, Jeddah, Saudi Arabia
4.  Stanford
5.  University of Texas 
6.  MIT
7.  Oxford
8.  University of Michigan
9.  University of Washington
10.  Duke

The paper concludes:

"To counteract attempts at manipulation, ARWU should only consider primary 

institutions of highly cited researchers. "




Wednesday, July 09, 2014

The Noise

An article in Research in Higher Education by Shari Gnolek, Vincenzo Falciano and Ralph Kuncl discusses what is required for a university in the mid-30s like Rochester to break into the top 20 of the US News & World Report's  (USNWR) America's Best Colleges. The answer, briefly and bluntly, is a lot more than Rochester is ever going to have.

Universities in Russia, India, Pakistan, Malaysia, Indonesia and other places often promise that one day they will be in  the top 100 or 50 or 10 of one of the international rankings. It would be interesting to see how much money they propose to spend.

An intriguing  aspect of this paper is the concept of noise. The authors find that the USNWR rankings show a lot of volatility with universities bouncing up and down for no particular reason and that any change of four places or less can be regarded as a random fluctuation that should not give journalists or university administrators a heart attack or send them strutting around the campus.


One of the authors, a former vice provost at Johns Hopkins, told interviewers:

' “the trustees would go bananas” when Johns Hopkins dropped in the rankings. The administration would then have to explain what had happened.
“Every year Hopkins went from 15 to 16 to 15 to 16 – and I thought, ‘What a silly waste of energy,' ” Kuncl said in an interview Monday. (Johns Hopkins is currently No. 12.)
The paper found that small movements up or down in the rankings are more or less irrelevant. For most universities in the top 40, any movement of two spots or less should be considered noise, the paper said. For colleges outside the top 40, moves up or down of four spots should be thought of as noise, too.'

The amount of noise generated by a ranking is probably a good negative indicator of its reliability. We are after all dealing with institutions that receive millions of dollars in funds, produce thousands of papers and tens of thousands of citations, enroll thousands of students, graduate some of them, employer hundreds of bureaucrats and faculty and adjuncts and so on. We should not expect massive fluctuations from year to year.

I have calculated the average movement up or down the top 100 in Shanghai Jiao Tong University's Academic Ranking of World Universities  between  2011 and 12 and between 2012 and 2013 and the Times Higher Education (THE) and Quacquarelli Symonds (QS) World University Rankings for 2012 -2013. A university falling out of the top 100 altogether was counted as falling to 101st place.

In 2013 ARWU had  a problem with Thomson Reuters who were supposed to be preparing a new list of highly cited researchers so they simply recycled the scores for that indicator from the 2012 rankings. This reduced the volatility of the rankings somewhat so changes between 2011 and 2012 were also analysed.

Starting with the top 20 of ARWU between 2012 and 13 there was an average change of 0.25 place changes. Between 2011 and 12 there were 0.15. 

Between 2011 and 2012 the University of California San Francisco fell from 17th to 18th place, Johns Hopkins rose from 18th to 17th and Tokyo University fell from 20th to 21st. There were no other changes in the top twenty.


Moving on to the QS top 20 in 2012-2013 there were some significant changes, including Stanford rising from 15th to 7th.and the University of Michigan falling from 17th to 22nd. The average change was 1.7 places. 


At the top, the THE world rankings were somewhat less volatile than QS but much more so than ARWU. The average change was 1.2 and the biggest was University College London which fell from 17th to 21st.

So university administrators should be concerned about any change within  the top twenty of the ARWU but should not be bothered about a change of one or two places in the THE or QS rankings.

Moving on to the top 100, the average change in the ARWU was 1.66 places between 2012 and 2013 and 2.01 between 2011 and 2012. 

The biggest change between 2011 and 2012 was Goettingen which fell from 86th to the 101 -150th band.

In the QS rankings between 2012 and 2013 the average change in the top 100 was 3.97 Substantial changes include Boston University which fell from 64th to 79th and the University of Birmingham which rose from 77th to 62nd.


In the THE  top 100  the average change was 5.36 . Notable changes include Lund University falling from 82nd to 123rd, Montreal falling from 84th to 106th and  King's College London rising from 57th to 38th.


So, it can be concluded that the ARWU rankings are the most reliable. For the top 100, QS is more reliable than THE but the reverse is the case for the top 20.

How to explain these differences?  To be certain it would be necessary to look at the separate indicators in the three rankings but here are some thoughts.

The dominant indicator in the QS rankings is the academic survey which has a weighting of 40 %. Any fluctuation in the survey could have a disproportionate effect on the overall score. The most important single indicator in the THE rankings is Citations: Research Influence, which has a 30 %  weighting but contributes a higher proportion to total scores because the regional adjustment gives an extra boost to countries with a limited research base. In contrast, no indicator in the Shanghai rankings has more than a 20 % weighting.

The THE rankings include inputs such as income. An injection of research funds from a corporation would immediately  improve a university's position in the income from industry, research income and total institutional income indicators. It would be a few years before the funds produce an improvement, if they ever did, in the publications indicator in ARWU and even longer in the Citations per Faculty indicator in the QS rankings.

ARWU uses publicly available data that can be easily checked and is unlikely to fluctuate very much from year to year. THE and QS also use data submitted from institutions. There is room for error as data flows from branch campuses and research centres to the central administrators and then to the rankers. QS also has the option of replacing institutional data with that from third party sources.

So everybody should relax when reading this year's rankings. Unless your university has risen or fallen by more than two spots in ARWU, four in the QS rankings or six in THE's.





Saturday, July 05, 2014

University Mission Creep


The demands on Western universities appear limitless.

Recently, the White House issued a plan to evaluate American universities according to the value that they offer. Proposals for indicators included the percentage of students receiving Pell grants, tuition fees, scholarships, student debt and graduate employment.

Not so long ago there were proposals that the US News and World Report's law school rankings should include the percentage of ethnic minority students.

Meanwhile, at the International Rankings Expert Group conference in London in June there were calls for universities to be ranked according to their contributions to environmental sustainability

The Universitas 21 rankings of higher education systems now include a 2% indicator for female academics and 2% for female students.

So universities are to be judged for admitting disadvantaged students, seeing that they, along with others, graduate, making sure that graduates get jobs, making sure that every classroom (well, maybe not in the humanities) is suitably diverse for race, gender and gender-orientation (although perhaps not, one suspects, for religion or politics) and contributing to environmental sustainability. No doubt there will be others: third mission, LGBT friendliness, community engagement, transformativeness? Doing research and providing instruction in disciplines and professions are no longer enough.

Now, The Upshot blog at the New York Times has gone  further. American colleges and universities are apparently responsible for the limited literacy, numeracy and problem solving skills of the entire population of the USA, whether or not they have been anywhere near a university.

The writer, Kevin Carey, claims that US primary and secondary schools are performing badly compared to their international counterparts. American students do badly on the Programme for International Student Assessment (PISA), tests run by the Organisation for Economic Cooperation and Development (OECD).

" (T)he standard negative view of American K-12 schools has been highly influenced by international comparisons. The Organization for Economic Cooperation and Development, for example, periodically administers an exam called PISA to 15-year-olds in 69 countries. While results vary somewhat depending on the subject and grade level, America never looks very good. The same is true of other international tests. In PISA’s math test, the United States battles it out for last place among developed countries, along with Hungary and Lithuania"
There are, as noted by blogger Steve Sailer, substantial variations by race/ethnicity in the 2012 PISA tests. The average score for the three tests -- mathematics, reading, science -- is 548 for Asian Americans, just below Hong Kong and just ahead of  South Korea, 518 for White Americans, the same as Switzerland, 465 for Hispanics, comfortably ahead of Chile and Costa Rica, and 434 for African Americans, well ahead of Brazil and Tunisia. The US education system is doing an excellent job of raising and keeping the skills of African Americans and Hispanics well above the levels of Africa, the Arab World and Latin America. Scores for Whites are comparable to Western Europe and those for Asian Americans to Greater China, except for Shanghai which is, in several respects, a special case.

What American schools have not done is to close the attainment gap between African Americans/Hispanics and Whites/Asians (probably meaning just Northeast Asians). Until the skills gap between Latin America and Africa on the one hand and Germany and Taiwan on the other is closed, this will not be a a unique failing.

The post goes on to observe that Americans think that their higher education system is superior because there are 18 and 19 US universities respectively in the top 25 in the Times Higher Education (THE) and the Shanghai rankings. It does not mention that in the latest Quacquarelli Symonds (QS) rankings the number goes down to 15.

"International university rankings, moreover, have little to do with education. Instead, they focus on universities as research institutions, using metrics such as the number of Nobel Prize winners on staff and journal articles published. A university could stop enrolling undergraduates with no effect on its score.
We see K-12 schools and colleges differently because we’re looking at two different yardsticks: the academic performance of the whole population of students in one case, the research performance of a small number of institutions in the other." 

This is a little inaccurate. It is correct that the Shanghai rankings are entirely research based. The THE rankings, however, do have a cluster of indicators that purport to have something to do with teaching although the connection with undergraduate teaching is tenuous since the teaching reputation survey is concerned with postgraduate supervision and there is an indicator that gives credit for the number of doctoral students compared to undergraduates. But the THE rankings,along with those published by QS, are not exclusively research orientated and there is no evidence that American universities are uniquely deficient in undergraduate teaching.

If a university stopped admitting undergraduate students its score on the THE and QS rankings would rise since it would do better on the staff student ratio indicator. Eventually, when all enrolled undergraduates graduate, it would be removed from the rankings since undergraduate teaching is a requirement for inclusion in these rankings.

Carey continues with a discussion of  the results of the PIAAC (Programme for the International Assessment of Adult Competencies) survey, conducted by the OECD.


"Only 18 percent of American adults with bachelor’s degrees score at the top two levels of numeracy, compared with the international average of 24 percent. Over one-third of American bachelor’s degree holders failed to reach Level 3 on the five-level Piaac scale, which means that they cannot perform math-related tasks that “require several steps and may involve the choice of problem-solving strategies.” Americans with associate’s and graduate degrees also lag behind their international peers.

American results on the literacy and technology tests were somewhat better, in the sense that they were only mediocre. American adults were eighth from the bottom in literacy, for instance. And recent college graduates look no better than older ones. Among people ages 16 to 29 with a bachelor’s degree or better, America ranks 16th out of 24 in numeracy. There is no reason to believe that American colleges are, on average, the best in the world."


It is true that only 18 % of American bachelor degree holders reach numeracy level 4 or 5 on the PIAAC Programme for the International Assessment of Adult Competencies) survey compared to the OECD average of 24%. If , however, we look at those who reach levels 3* , 4 or 5, American bachelor degree holders do slightly better with 74 %, compared to the international average of 70%.

Looking at all levels of education, it is noticeable that for numeracy, Americans with less than a high school education do badly compared to their OECD counterparts. Nine per cent have reached level 3, 4 or 5 compared with the OECD average of 24%. This 15 point difference increases to 20 points for high school graduates and falls to 17 points for associate degree holders. For bachelor degree holders, Americans are 4 points ahead of the average and 4 points behind for graduate and professional degree holders.

For literacy, America universities are average or slightly better than average. American associate and bachelor degree holders have the same percentage reaching level 4 or 5 -- 14% and 24%  -- and graduate and professional schools are slightly ahead -- 33% compared to 32%.

For problem solving in technology-rich environments, Americans lag behind at all levels but the gap between Americans and the OECD average gradually diminishes from 10 points for those with less than a high school education and high school graduates to 6 for those with an associates degree, 4 for those with a bachelor's degree and 3 for those with graduate or professional degrees.

It seems unfair  to blame American universities for the limitations of those who have never entered a university or even completed high school.

There is nothing in the PIAAC to suggest that American universities are currently performing worse than the rest of the OECD. They are however lagging behind Japan, Korea, and greater China and this is beginning to be confirmed by the international university rankings.

In any case it is very debatable whether there is anything universities can do override the remorseless effects of  demography, social change, immigration and the levelling of primary and secondary education that are steadily eroding the cognitive abilities of the American population.

Even more striking, differences between the US and the rest of the developed world are relatively modest compared with those within the country.

Only 16% of White Americans are at level 4 or 5 for literacy but that is much better than the 3% of  Blacks and Hispanics. For numeracy the numbers are 12%, 1% and 2% and for problem solving 8%, 2% and 2%..

US universities are probably on average as good as the rest of the OECD although it could be argued that the advantages of language and money ought to make them much better. But they cannot be held responsible for the general mental abilities of the whole population. That is more much more dependent on demography, migration and social policy.

It is likely that as the assault on competition and selection spreads from primary and secondary schools into the tertiary sector, American universities will slowly decline especially in relation to Northeast Asia.




* Level 3: "Tasks at this level require the application of number sense and spatial sense; recognising and working with mathematical relationships, patterns, and proportions expressed in verbal or numerical form; and interpreting data and statistics in texts, tables and graphs."



Tuesday, July 01, 2014

Are International Students a Good Indicator of Quality?

From University World News

"Tens of thousands of foreign students with invalid language test scores have been exposed in a groundbreaking investigation in Britain, while 57 private further education colleges have been stripped of their licences. Three universities have been prohibited from sponsoring new international students pending further investigations, and some 750 bogus colleges have been removed from the list of those entitled to bring foreign students to Britain."

The three universities are West London, Bedfordshire and Glyndwr. 

The proportion of students who are international accounts for 5 % of the total weighting of the QS World University Rankings and 2.5 % of Times Higher Education's.